Finding 8 – The Review heard strong arguments to support the maintenance of a process-based trigger as the entry point for the Scheme (i.e. a broad range of technologies, including new technologies, are within the scope of the Scheme).
AusBiotech disagrees that a process-based trigger remains an effective entry for the Scheme. The current Scheme is a hybrid of process and product-based regulation. The trigger for regulation is process: an organism is regulated as a GMO where it has been modified by gene technology, unless the gene technology or organism is excluded by the Gene Technology Regulations. The Scheme is “hybrid” insofar as certain products (organisms) are excluded from regulatory oversight based on knowledge of risks posed to the health and safety of people and to the environment and a history of safe use. The risk assessment is also largely based on the characteristics of the organism.
Given the diversity of the regulated community covered by the Scheme, it is unlikely that a solely process based or product based system will be the most appropriate solution for all. For example, a process based approach may be more appropriate for the research community, as indicated by some members of that community (based on submissions for Phase One of this review), but for developers with well characterised products for release into the environment, a greater emphasis on regulation that is product-based is generally favoured.
As noted in the CropLife and AusBiotech submissions for the Technical Review of the Gene Technology Regulations recommended the adoption of Option 4: exclude certain new technologies from regulation on the basis of the outcomes they produce. This option has been interpreted as a product based approach and therefore an outcome beyond the scope of the technical review due to the underlying process based policy setting. Both organisations representing the majority of industry participants responsible for the release of GMOs made specific proposals in their submissions for Phase One of this Review that amounted to minor changes to the Gene Technology Act (definitions of “gene technology” and “genetically modified organism”) and the Gene Technology Regulations (Schedules 1 and 1A) to give effect to Option 4.
These recommendations retain the broad definitions of the Scheme and the process trigger, and add certain exclusions that are both process based (SDN-1, SDN-2, ODM, cisgenesis used in plants) and product based (null segregants) from the scope of regulatory oversight. AusBiotech therefore recommends that the Scheme should combine elements of both a process and product-based system.
Regardless of the regulatory trigger, both process and product based systems need to be defined by appropriate protection goals, be based on appropriate definitions, and contain mechanisms allowing for technology (process) and organism (product) review and exclusions to ensure proportionate risk-based regulation. Exclusion lists should be updated at regular intervals as technology advances and knowledge is gained about technologies and/or organisms. It is also important that the Scheme retains its underlying principles of efficient and effective regulation that is proportionate to risk.
Finding 9 – The Review found that there are opportunities for additional risk tiering to be applied within the Scheme. An additional body of work could be undertaken to determine the most appropriate risk tiers and the types of regulatory requirements assigned to each tier.
Where appropriate, flexibility to move organisms between categories, based on a history of safe use, or the identification of new risks or other relevant factors (see Findings 13 and 14), could be considered. Any changes should aim to ensure the level of regulation remains proportionate with risk and protects against over-regulation or under-regulation.
AusBiotech agrees that there are opportunities for additional risk tiering to be applied within the Scheme. The AusBiotech submission for Phase One of this review included the recommendation for the adoption of a tiered structure for approval of licensed dealings where it has been established and/or demonstrated that proposed licenced dealings are low risk and therefore the requirements and timeframes for assessment could be substantially reduced.
Since the inception of the Scheme there have been a number of advancements such as the use of species biology documents and extensive documentation of the characterisation of various technologies (e.g. RNAi) which have reduced the need for substantial provision of supporting data within an application. These advancements should be reflected in the ability of the GTR to provide approvals where the opportunity exists, for licensed dealings earlier than the minimum statutory time frames within the Scheme. This would be of significant benefit to researchers and the broader industry in the time frame for development and commercialisation of innovation products derived from biotechnology.
Finding 10 – The Review heard that there are a number of opportunities to streamline current regulatory requirements, such as through the introduction of IT and other solutions across a range of areas, including facility certifications, application processes, classification levels, harmonisation of requirements and confidential commercial information assessment timeframes.
AusBiotech agrees there are several opportunities to streamline current regulatory requirements. The AusBiotech submission for Phase One of this review included the following opportunities:
a) A review of the current regulations so that there is clear delineation between the requirements for sexually produced plants and those that are developed through vegetative propagation.
b) A reduction in the regulatory data requirements associated with the deregulation of vegetatively propagated crops (e.g. potato, sugar cane) where the same construct is transformed into different varieties of the same crop. This would remove the need to provide a new deregulation dossier for each new event generated in a different variety with the same construct
c) A tiered approach to the evaluation and assessment of protein safety based on an applicant’s demonstration of the product’s history of safe use. This is important for proteins which are produced at extremely low levels in plants (less than 500 ppb) and cannot be purified in sufficient amounts for biochemical assessments (Bushey et al., 2014). Use a weight-of-evidence approach to evaluate and demonstrate the safety of the protein of interest.
d) The adoption of definitions of ‘gene technology’ and ‘genetically modified organism’ that are consistent between the OGTR and FSANZ.
Finding 11 – The Review heard that changes could be made to enable the GMO Register to be more effectively utilised within the Scheme. In progressing any changes, consideration could be given to whether:
• the requirement for a dealing to have been authorised by a licence before being included on the GMO Register should be removed; and
• an alternative mechanism for adding dealings to the GMO Register should be introduced that is more time and resource efficient, and better reflects the level of risk than the current system requiring a disallowable legislative instrument.
AusBiotech supports this finding that changes could be made to enable the GMO Register to be more effectively utilised within the Scheme.
Finding 12 – The Review heard that there are opportunities for further work to be undertaken to quantify the scope of ‘DIY biology’ activity, ensure that regulatory requirements are widely known, and to further investigate whether current monitoring and enforcement activities are appropriate for all sectors of the Scheme.
AusBiotech supports this finding especially within the context that during the foreseeable future the majority of technologies and products coming within the scope of the Scheme will be derived from SMEs and universities rather than multinational companies. With the recent surge from government and the investment community into agriculture, and in particular into the generation of innovative technologies that will contribute to the increasing demand for food, feed, fibre and energy globally, there is significantly more incentive for researchers to generate an increasing range of technologies that will be covered by the Scheme.
In recent years the progress within the Scheme of a number of products demonstrate this need, with the advancement by SMEs of products such as canola generating Omega 3 oil and safflower generating high oleic oil. The introduction of these products demonstrates that there is a need to not only review current monitoring and enforcement activities but also administrative requirements that are applied to SMEs.
Finding 13 – The Review heard that there is a need for increased flexibility within the Scheme to enable it to appropriately respond to changes in scientific understanding and understandings of risk. Options to increase this flexibility that could be investigated further (subject to administrative and legal considerations) could include:
• enabling the Gene Technology Regulator to make determinations or orders on the applicability of regulation to any technological developments. These determinations (or orders) could be recognised by the Gene Technology Regulations 2001, until such times that they are included in legislation; and
• introducing elements of principles-based regulation to some parts of the Scheme, initially focussing on areas of the Scheme with a history of safe use.
AusBiotech supports this finding. In its Phase One submission AusBiotech suggested the following changes to the Scheme which it believes will allow the GTR the capability and capacity to rapidly adapt the regulatory system to these changes while at the same time continuing to be based on scientific evidence and best-practice regulatory principles. The proposed mechanism would be supported by changes to the time frames for modifications to the Act and/or the Regulations (i.e. reduced to 3 years), both of which currently require significant and unacceptable lead and implementation time frames.
AusBiotech supports the proposed approach of ATSE and the Australian Academy of Science (AAS) to increase the powers and responsibilities of advisory bodies to the GTR. For example, The Gene Technology Technical Advisory Committee (GTTAC) could have a more defined role in advising and making recommendations to the GTR on advancements in gene technology and associated enabling technologies within the context of the current and future legislative and regulatory framework (i.e. do they require regulation or not and if so, do they fall within the current framework or are changes required in regulation and/or legislation).
Similarly, Institutional Biosafety Committees (IBCs) could be provided greater powers in the management of containment facility certification. The OGTR relies heavily on IBCs to provide information and confirmation that physical containment facilities meet the guidelines and requirements of certification. However, the timeframes for new certifications (i.e. 90 working days) are not reasonable and often lead to unnecessary time delays that have direct costs to organisations. To circumvent this, many institutions are submitting partial applications to start the clock to ensure that the certification process does not prevent teaching or research activity. Also, organisations consult extensively with the OGTR during the review period in order to seek expeditious certification. This puts OGTR personnel in awkward situations and under unnecessary pressure.
Following a review of the submissions in Phase One of the review, AusBiotech would support the proposal of CropLife for the Scheme to include a Decision Tree with a Streamlined Risk Assessment (SRA) process for regulated technologies and/or organisms for release into the environment under a licence. This process would not apply where the technology and/or organism is excluded from regulatory scope.
The SRA applies when the following criteria are met:
a) The genetically modified organism (GMO) is well characterised (i.e. an OGTR Ecology and Biology document already exists); OR
b) The genetic modification results in the same or a substantially similar protein and/or substance to one previously approved in Australia; OR
c) The GMO has been approved for cultivation in another country with a ‘recognised’ biosafety regulatory system.
If one or more of those criteria are met, the SRA process features:
a) Reduced data package requirements, with a focus on environmental risk assessment; AND
b) Mandatory consultation only with the states, the GTTAC and the Federal Environment Minister; AND
c) A reduced assessment timeframe commensurate with acknowledgement of lower risk (90 days for a Limited and Controlled Release licence and 120 days for a Commercial Release licence).
This SRA process aims to apply different levels of risk assessment commensurate with risk, and incorporates accumulated scientific knowledge, supported by the early assessments of similar products , along with the familiarity and history of safe use of certain traits and crops. While it was developed for crops for which most knowledge and experience exists for GMOs to be released into the environment, it could also be adapted for other organisms. Existing examples the SRA process could apply to include varieties of insect resistant and herbicide tolerant GM cotton that have been cultivated in Australia for a significant period of time.
Finding 14 – The Review heard that there may be scope to increase the agility of the Scheme, while maintaining appropriate oversight measures. This might include introducing mechanisms to enable certain activities of the Legislative and Governance Forum on Gene Technology to be driven by the Gene Technology Standing Committee.
AusBiotech concurs with the position of CropLife that to date, the Forum has not proven to be an efficient and effective mechanism for oversight and guidance of the Scheme. This is reflected in the lack of action in implementing the recommendations from previous reviews of the Scheme that has resulted in the Scheme failing to keep pace with the technologies it regulates.
Amendments that allow for lowering of the level of regulatory oversight (or risk class) for a given gene technology or class of GMO, e.g. via implementation of the Decision Tree proposed by CropLife (refer Response to Finding 13), or exclude them from regulatory scope, e.g. via exclusions in the Gene Technology Regulations, could be considered by the Forum. All other amendments can be driven by the Gene Technology Standing Committee or progressed directly through federal and state parliamentary processes.
Finding 15 – The Review heard that the Australian government has an important role in coordinating internationally on matters relevant to market access and international trade. There is benefit in the Australian government, including the Gene Technology Regulator on regulatory matters, continuing to engage with appropriate international fora in this area and ensuring that any relevant international obligations continue to be met.
AusBiotech supports this finding. International harmonisation of regulatory regimes promotes the exchange of knowledge and technology resources and provides certainty to researchers, technology providers and organisations engaged in downstream supply chain activities involving trade within and external to countries exporting and importing products derived from biotechnology.